Neil R. Cole
No reply on file from Neil R. Cole on this matter.
Claims entered
No claim has been entered on this docket.
1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.
Open to posting — anyone may add to this file, subject to the review queue.
The chronology
Gov, Institution and Public name who produced a document; Event marks a thing that happened, not a document.
1 entry of another class is hidden by this filter — show every class.
By when it happened. Rows with no date on their face are shown as undated, not guessed. Hover, focus or tap a row for its full detail.
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26547/ May 4, 2026 Securities and Exchange Commission v. Neil R. Cole , No. 19-cv-11148 (S.D.N.Y filed Dec. 5, 2019) SEC Announces Dismissal of Civil Enforcement Action Against Neil R. Cole On May 4, 2026, the U.S. Securities and Exchange Commission filed a notice of voluntary dismissal in connection with the Commission’s civil enforcement action against Neil R. Cole. As stated in the notice of dismissal, “The Commission’s decision to seek dismissal of this enforcement action is an exercise of its discretion and does not necessarily reflect the Commission’s position on any other case.” Resources <ul class="field
No crime, statute, place, status, party or amount is on the record for this docket yet.