Stuart Frost
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"Cal. filed Aug. 13, 2019) SEC Obtains Final Consent Judgment as to Investment Adviser to Five Private Venture Capital Funds On March 10, 2026, the United States District Court for the Central District of California entered a final judgment as to Defendant Stuart Frost, whom the SEC previously charged with violations of the antifraud provisions of the Investment Advisers Act of 1940."
"Cal. filed Aug. 13, 2019) SEC Obtains Final Consent Judgment as to Investment Adviser to Five Private Venture Capital Funds On March 10, 2026, the United States District Court for the Central District of California entered a final judgment as to Defendant Stuart Frost, whom the SEC previously charged with violations of the antifraud provisions of the Investment Advisers Act of 1940."
"Stuart Frost , No. 8:19-cv-01559-SPG-JDE (C.D."
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"Frost consented to the entry of a final judgment, which permanently enjoins him from violating Sections 206(1), 206(2), and 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, and orders him to pay a $150,000 civil penalty."