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§ Named party · No finding entered
Kenneth A. Welsh
person
Full registry record
CLASS ACTION JX-SEC-LR-26503Opened AUG 21 2026Quick look

Kenneth A. Welsh

Where this class action stands
Stage 5 of 7 · Filed
organizing · next rung: Resolved
§ Right of reply

No reply on file from Kenneth A. Welsh on this matter.

Claims entered

No claim has been entered on this docket.

1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.

Open to posting — anyone may add to this file, subject to the review queue.

The chronology

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Docket event

Opened at stage filed

Entered on the record AUG 21 2026Occurred AUG 21 2026
On the record
Crime

No crime on the record yet.

Statutes

No statutes on the record yet.

Place

No place on the record yet.

Status
Charged

"Kenneth Welsh, No. 21-civ-19387 (D.N.J. filed Oct. 28, 2021) SEC Obtains Final Judgment as to Former Registered Representative and Investment Adviser Representative Charged with Misappropriating Customer and Client Assets On March 16, 2026, the United States District Court for the District of New Jersey entered a final judgment as to Kenneth Welsh, a former registered representative and investment adviser representative, in the SEC’s civil enforcement action against him."

Parties

No parties on the record yet.

Amounts
$3,763,136.57 Restitution

"The final judgment orders Welsh liable for disgorgement in the amount of $1,998,120.20, plus prejudgment interest thereon of $467,175.68, the payment of which is deemed satisfied by the restitution order in the amount of $3,763,136.57 entered against him in the parallel criminal case United States v."