.org
Searching:
§ Named party · No finding entered
Cutter Financial Group, LLC and Jeffrey Cutter
org
Full registry record
CLASS ACTION JX-SEC-LR-26485Opened AUG 21 2026Quick look

Cutter Financial Group, LLC and Jeffrey Cutter

Where this class action stands
Stage 5 of 7 · Filed
organizing · next rung: Resolved
§ Right of reply

No reply on file from Cutter Financial Group, LLC and Jeffrey Cutter on this matter.

Claims entered

No claim has been entered on this docket.

1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.

Open to posting — anyone may add to this file, subject to the review queue.

The chronology

Gov, Institution and Public name who produced a document; Event marks a thing that happened, not a document.

1 entry of another class is hidden by this filter — show every class.

By when it happened. Rows with no date on their face are shown as undated, not guessed. Hover, focus or tap a row for its full detail.

AUG 21 '26EventCutter Financial Group, LLC and Jeffrey Cutter
Docket event

Opened at stage filed

Entered on the record AUG 21 2026Occurred AUG 21 2026
On the record
Crime

No crime on the record yet.

Statutes

No statutes on the record yet.

Place

No place on the record yet.

Status
Convicted

"The jury found the defendants liable for violating Section 206(2) of the Advisers Act and found for the defendants on the SEC’s claims alleged under Sections 206(1) and 206(4) of the Advisers Act and Rule 206(4)-7 thereunder."

Case 3:23-cv-10589

"Cutter Financial Group, LLC and Jeffrey Cutter , No. 3:23-cv-10589 (D."

Parties

No parties on the record yet.

Amounts
$100,000 Penalty

"The judgment orders CFG to pay a civil penalty of $100,000 and orders Cutter to pay a civil penalty of $50,000."

$50,000 Penalty

"The judgment orders CFG to pay a civil penalty of $100,000 and orders Cutter to pay a civil penalty of $50,000."