Ejiro Ode Okuma
No reply on file from Ejiro Ode Okuma on this matter.
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"According to the SEC’s complaint, filed in the United States District Court for the Northern District of Georgia, in March 2022, Okuma began misappropriating the client’s assets as well as assets from the estate of the client’s recently deceased sister."
"Ejiro Ode Okuma , No. 1:26-cv-00561-MHC (N.D."
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"Without denying the SEC’s allegations, Okuma agreed to the entry of a final judgment, subject to court approval, in which he agreed to be permanently enjoined from violating the charged provisions of the federal securities laws and from participating in the issuance, purchase, offer, or sale of any security, except for purchases or sales of securities listed on national exchanges in his own personal accounts, and to pay $9,025,424.89 in disgorgement with prejudgment interest of $1,029,626.64 and a civil penalty of $3,000,000."
"Without denying the SEC’s allegations, Okuma agreed to the entry of a final judgment, subject to court approval, in which he agreed to be permanently enjoined from violating the charged provisions of the federal securities laws and from participating in the issuance, purchase, offer, or sale of any security, except for purchases or sales of securities listed on national exchanges in his own personal accounts, and to pay $9,025,424.89 in disgorgement with prejudgment interest of $1,029,626.64 and a civil penalty of $3,000,000."