Kevin A. Van de Grift
No reply on file from Kevin A. Van de Grift on this matter.
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"Van de Grift has also agreed to settle an administrative proceeding pursuant to Rule 102(e) of the SEC’s Rules of Practice, suspending him from appearing or practicing before the SEC as an accountant with the right to apply for reinstatement after five years."
"Van de Grift , No. 1:23-cv-01491 (S.D.N.Y. filed Feb. 22, 2023) SEC Obtains Final Consent Judgment as to CPA and Former Day-Trader Charged with Insider Trading The Securities and Exchange Commission announced today the entry of a final consent judgment as to Kevin A."
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"Without admitting or denying the allegations, Van de Grift consented to the entry of a final judgment permanently enjoining him from violating the antifraud provisions of Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 thereunder, barring him from serving as an officer or director of a public company for five years, ordering him to pay disgorgement of $298,000 plus prejudgment interest of $69,022.67, and imposing a civil penalty of $298,000."
"Without admitting or denying the allegations, Van de Grift consented to the entry of a final judgment permanently enjoining him from violating the antifraud provisions of Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 thereunder, barring him from serving as an officer or director of a public company for five years, ordering him to pay disgorgement of $298,000 plus prejudgment interest of $69,022.67, and imposing a civil penalty of $298,000."