Global Research Analyst Settlement
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"Thomas Weisel Partners LLC, No. 04 Civ. 6910 (S.D.N.Y.) SEC Consents to Termination of Undertakings in Global Research Analyst Settlement The Securities and Exchange Commission today consented to modifications to the October 2003 and September 2004 final judgments against settling firms still covered by the Global Research Analyst Settlement, a global settlement of SEC and other enforcement actions against twelve investment banks and two individuals."
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